SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP


Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
  
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
LEVAN ALAN B

(Last) (First) (Middle)
201 EAST LAS OLAS BOULEVARD
SUITE 1900

(Street)
FORT LAUDERDALE FL 33301

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
BBX Capital, Inc. [ BBXIA/B ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director X 10% Owner
X Officer (give title below) Other (specify below)
Chairman
3. Date of Earliest Transaction (Month/Day/Year)
05/01/2024
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Class A Common Stock, par value $0.01 per share 05/01/2024 J(2) V 747,497 D $0 52,483(1) D
Class A Common Stock, par value $0.01 per share 05/01/2024 J(2) V 747,497 A $0 747,497(1) I By Levan BFC Stock Partners, LP
Class A Common Stock, par value $0.01 per share 05/01/2024 J(2) V 37,625 D $0 0 I Alan B. Levan Rev Trust Dtd 6/10/99 as Amended and Restated
Class A Common Stock, par value $0.01 per share 05/01/2024 J(2) V 37,625 A $0 785,122(1) I By Levan BFC Stock Partners, LP
Class A Common Stock, par value $0.01 per share 05/01/2024 J(2) V 2,341 D $0 0 I By Spouse
Class A Common Stock, par value $0.01 per share 05/01/2024 J(2) V 2,341 A $0 787,463(1) I By Levan BFC Stock Partners, LP
Class A Common Stock, par value $0.01 per share 05/01/2024 J(2) V 17,622 D $0 0 I Susana C Levan Rev Trust Dtd 1/19/2006
Class A Common Stock, par value $0.01 per share 05/01/2024 J(2) V 17,622 A $0 805,085(1) I By Levan BFC Stock Partners, LP
Class A Common Stock, par value $0.01 per share 05/02/2024 J(2) V 2,335 D $0 0 I Levan General Corp
Class A Common Stock, par value $0.01 per share 05/02/2024 J(2) V 2,335 A $0 807,420(1) I By Levan BFC Stock Partners, LP
Class B Common Stock, par value $0.01 per share 05/01/2024 J(2) V 864,426 D $0 0 D
Class B Common Stock, par value $0.01 per share 05/01/2024 J(2) V 864,426 A $0 1,201,341(1) I By Levan BFC Stock Partners, LP
Class B Common Stock, par value $0.01 per share 05/01/2024 J(2) V 240 D $0 0 I By Spouse
Class B Common Stock, par value $0.01 per share 05/01/2024 J(2) V 240 A $0 1,201,581(1) I By Levan BFC Stock Partners, LP
Class A Common Stock, par value $0.01 per share 78,700(1) I By Susie and Alan B. Levan Family Foundation, Inc.
Class A Common Stock, par value $0.01 per share 7,344(1) I By Levan Children's Trust
Class A Common Stock, par value $0.01 per share 167,653(1) I Irrevocable Trust for Alan B. Levan UAD 12/30/2020
Class A Common Stock, par value $0.01 per share 207,101(1) I Irrevocable Trust for Susana C. Levan
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Shares of the issuer's Class B Common Stock are convertible on a share-for-share basis into the issuer's Class A Common Stock at any time in the holder's discretion.
2. Represents transfers by Alan B. Levan, his spouse, and certain entities and trusts controlled by Mr. Levan or his spouse as reported herein of all of the shares of the issuer's Class A Common Stock and Class B Common Stock held by them to Levan BFC Stock Partners, LP
/s/ Brett Sheppard, Chief Financial Officer, BBX Capital Inc., Attorney-in-Fact for Alan B. Levan 05/02/2024
** Signature of Reporting Person Date

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.

* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).

** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

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